Position details
COMPLIANCE OFFICER/FILE CHECKER
Location
Salary
Posted on
Reference
Salary
Posted on
Reference
Manchester
£28000 - £36000 02/11/2026
NJR16900
£28000 - £36000 02/11/2026
NJR16900
DESCRIPTION
Compliance Officer/ File Checker
Central Manchester
Salary Range | £32,000 - £42,000
CII Part qualified
NJR Recruitment is working in Partnership with a firm of Financial Planners who are now keen to recruit an additional member of their Compliance team. This is an exciting opportunity for a driven individual who is keen to develop a career within Compliance within the Financial Planning industry.
Candidates applying for the role should offer either -
\" 1+ years in paraplanning or compliance, or
\" 3+ years in administration.
This will be a busy and varied role, consisting of -
\" File checking to check suitability of advice
\" Call checking to check suitability of advice
\" Assessing vulnerability characteristics and support needed
\" Delivering feedback to advisers, paraplanners
\" Providing support to departments across the business for ad-hoc queries
\" Ensuring adherence to regulations, legislation and internal policies
\" Assisting in implementing and maintaining robust compliance policies and procedures
To be considered, candidates will need to have started working towards the CII exams, with experience working in the industry, as stated above.
NJR16900
Central Manchester
Salary Range | £32,000 - £42,000
CII Part qualified
NJR Recruitment is working in Partnership with a firm of Financial Planners who are now keen to recruit an additional member of their Compliance team. This is an exciting opportunity for a driven individual who is keen to develop a career within Compliance within the Financial Planning industry.
Candidates applying for the role should offer either -
\" 1+ years in paraplanning or compliance, or
\" 3+ years in administration.
This will be a busy and varied role, consisting of -
\" File checking to check suitability of advice
\" Call checking to check suitability of advice
\" Assessing vulnerability characteristics and support needed
\" Delivering feedback to advisers, paraplanners
\" Providing support to departments across the business for ad-hoc queries
\" Ensuring adherence to regulations, legislation and internal policies
\" Assisting in implementing and maintaining robust compliance policies and procedures
To be considered, candidates will need to have started working towards the CII exams, with experience working in the industry, as stated above.
NJR16900
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