NJR Recruitment are \'exclusively\' working with an award-winning firm of Chartered Financial Planners who are now looking to recruit an additional member of their Compliance Team.
As Compliance Administrator your main responsibilities will be to provide dedicated, accurate and efficient support service for the Compliance team.
\" Undertake regulatory document reviews for the new business cases sent for checking through the iO file checker system
\" Undertake the relevant documentation checks for mortgage new business cases
\" Preparation for the annual compliance audit with the Head of Risk Management
\" Preparation of KPIs for the Quarterly Meetings for all consultants
\" Assisting the Head of Risk Management with the collation of data for the consultants to retain their fit & proper status, to include SPS renewals
\" Maintaining the library of compliance procedures and plans required in line with the regulation, with reference to the Head of Risk Management where required
\" Ensuring that any complaints (formal or informal), breaches or losses are reported to the Head of Risk Management at the earliest possible opportunity
\" To undertake reasonable additional duties at the request of your Line Manager as may be required from time to time
This role will be varied, fast paced and relatively demanding, therefore those applying should be looking for variety and be keen to take on new tasks whilst developing skills within a buoyant and exciting industry.
For more information please contact one of our specialist consultants quoting REF: NJR10337